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Moving to Opportunity for Fair Housing Demonstration Program

General Information

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Evaluator(s) Abt Associates, Inc.
Investigator(s) Larry Orr (Abt Associates, Inc.)
Joan Kraft (US Department of Housing and Urban Development)
Jeffrey Kling (Princeton University)
Judith Feins (Abt Associates, Inc.)
Margery Austin Turner (Urban Institute)
Susan Popkin (Urban Institute)
Jeanne Brooks-Gunn (Columbia University Teachers College)
Greg Duncan (MDRC)
Lawrence Katz (National Bureau of Economic Research)
Jeffrey Liebman (Harvard University)
Sponsor(s) US Department of Housing and Urban Development
Funder(s) US Department of Housing and Urban Development
Smith Richardson Foundation
William T. Grant Foundation
Russell Sage Foundation
Local Housing Authorities
Subcontractor(s) Urban Institute
National Bureau of Economic Research
 
Domain Income Security/TANF
Child/Family
Community/Neighborhood
Status Operational with Findings
Duration Apr 1994 - Apr 2004
Type Research and/or Program Evaluation
Goal To measure the impact of neighborhood location and amenities on very low-income, public housing families with children.

To measure the effectiveness of the Section 8 program, combined with mobility, counseling, in fostering de-concentration among participating families.

To determine whether geographically restricted rental assistance combined with counseling provides an effective means of bringing families and children into better learning and working environments, leading to economic and social self-sufficiency.

Program/Policy Description Moving to Opportunity (MTO) treatment program involves receiving section 8 certificates or vouchers useable only in low-poverty areas (areas with less than 10% of the population below the poverty line), along with counseling and assistance in finding a rental unit.

MTO programs were established in each city as partnerships between local public housing authorities (PHAs) and one or more local, nonprofit, counseling organizations (NPOs). The PHAs administered the Section 8 rental assistance and the NPOs received funding to help pay the costs associated with counseling, helping find rental units, and working with landlords. Each local program had to provide some degree of match for the Federal counseling funds.

Notes Visit the project website.
 
Last Updated 08/24/04
Type of Summary Reviewed
External Reviewer(s) Jeffrey Kling (Princeton University)
Todd Richardson (US Department of Housing and Urban Development)
Contact(s) Jeffrey Kling (kling@princeton.edu)
Princeton University
Firestone A-16-J, One Washington Road
Princeton University
(T) (609) 258-6153
(F) (609) 258-2907
Todd Richardson (Todd_M._Richardson@HUD.gov)
US Department of Housing and Urban Development
451 Seventh Street S.W.
(T) (202) 708-3700 Ext. 5706
(F) not reported
Submitter(s) Research Forum Staff (info@researchforum.org)
National Center for Children In Poverty
215 West 125th St, 3rd Fl
(T) (646)284-9600
(F) not reported

Populations Studied

Target Population Recipients/participants/clients
Social/Community service agencies
Low-income households
Subgroups Analyzed Children 1-6
Local government
Caseworkers/managers/administrators
Children younger than 1 (infants)
Children 7-18
Low-income households
Minority populations
Sample Size and Unit 4,610 families who volunteered for MTO were randomly assigned into one of three groups:

MTO treatment group, (N=1,8203,170) which received section 8 certificates or vouchers useable only in low-poverty areas (areas with less than 10% of the population below the poverty line), along with counseling and assistance in finding a rental unit. 860 families (48%) successfully leased units in low-poverty neighborhoods.

Section 8 comparison group, (N=1,6501,350) which received regular section 8 certificates or vouchers (geographically unrestricted) and whatever briefings and assistance Section 8 certificate and voucher recipients would normally receive from the housing authority. 816 families (60%) successfully leased units.

In-place control group, (N=1,440) which received no certificates or vouchers but continued to receive project-based assistance.

NOTE: MTO was designed as a major social science improvement over earlier research that failed to address the problem of self-selection bias: that if only the most motivated families are included or selected to join a program, their experiences will not be typical of the eligible population and will confound or confuse outcomes. MTO addresses the self-selection issue buy randomly assigning families who volunteered for the MTO program into one of the three groups.

Execution Reported response rate: 92%

Sites Studied

Baltimore, Boston, Chicago, Los Angeles, and New York

Program Components, Policies, and Activities Evaluated

Social/Support services

  • Counseling
  • Social/Support Services - misc.

Administration/Implementation

  • Development of partnerships with private organizations
  • Administration/Implementation - misc.
  • Development of partnerships with city, state, and local governments

Housing

  • Section 8 voucher program
  • Other housing assistance program (e.g. no-interest loans)
  • Housing - misc.
Variation in program components across sites? Yes
Notes on program components Program Implementation/operations: Collaboration between housing authorities and counseling organizations and differences between implementation among various sites are studied.

Social/support services: Counseling services, including educating families about section 8 vouchers, aiding in the selection of units, assisting families with credit reviews, working with landlords, providing transportation to units if needed, negotiation of rents, and providing follow-up counseling, are studied.

Outcomes Assessed

Family and relationship outcomes

  • Violence in family or other relationships (child abuse and neglect)
  • Parent-child interactions
  • Family formation and stability/Living arrangements
  • Family and relationship outcomes - misc.

Income security

  • Earnings
  • Food stamps receipt
  • Welfare receipt
  • Income security - misc.
  • Overall income

Adult outcomes

  • Emotional well-being
  • Health/ physical well-being (including prenatal health)
  • Social functioning/social relationships
  • Adult outcomes - misc.

Housing

  • Residential mobility
  • Homelessness
  • Housing - misc.
  • Home ownership

Attitudes towards work, welfare, and program

  • Attitudes towards work, welfare, and program - misc.

Standard of living

  • Standard of living - misc.

Service utilization

  • Service utilization - misc.

Program implementation

  • Program Implementation - misc.
  • Capacity of management systems to meet priorities

Financial costs and benefits/cost-effectiveness

  • Financial costs and benefits/cost-effectiveness - misc.

Employment

  • Employment - misc.

Education

  • Education - misc.

Community Outcomes

  • Community economic development (e.g. labor market outcomes)
  • Community interpersonal relationships (“neighborhood effects”)
  • Community poverty rates
  • Community safety (e.g. crime rates and/or general perceptions of safety)
  • Distribution of community services (equity)
  • Reaction of low-poverty neighborhoods to entry of high-poverty voucher recipients

Child Outcomes

  • Child social/emotional/behavioral outcomes
  • Child cognitive (attention, problem solving, memory, language, and vocabulary) outcomes
  • Child academic outcomes
  • Child overall development
  • Child mental/physical health outcomes
  • Child outcomes - misc.

Types of Studies

Type Impact Study (Controlled Experiment)
Aim To answer the following questions:
1) What are the impacts of MTO on household and on the housing and neighborhood conditions of participants?
2) What are the impacts of a move to a low-poverty neighborhood on the employment, income, education, and social well-being of families? How quickly will these effect occur, and are they linear?
3) What are the mechanisms or processes by which neighborhoods affect the lives of participating adults and children?
4) What negative or positive impacts, if any, do treatment families have on their receiving communities?
 
Type Longitudinal/Prospective Study
Aim See above aims.
 

Data Sources

Source Field Research
Title Five-year evaluation qualitative interviews
Sample Characteristics/Data Collection 60 households.
Sites All sites.
Response Rate/Attrition Notes Data to be collected.
Additional Execution Notes No notes reported.
 
Source Administrative data
Title Administrative records
Sample Characteristics/Data Collection Treatment and control groups.
Sites All sites.
Response Rate/Attrition Notes N/A
Additional Execution Notes Comparisons have already been made with 1990 Census tract data for various sites. For the five-year evaluation, administrative records maintained by state and local agencies on adult employment and earnings, adult and youth involvement with the criminal justice system, TANF and Food Stamps benefit receipt, and housing assistance receipt will be used in conjunction with the survey data and qualitative research to measure the impact of neighborhood on outcomes for families and children.
 
Source Survey
Title Tracking survey
Sample Characteristics/Data Collection All sample members.
Data collected annually for 10 years.
Sites All sites.
Response Rate/Attrition Notes Summer 1997: 94% families in sample located and 92% interviewed.
Additional Execution Notes No notes reported.
 
Source Survey
Title MTO Baseline Survey
Sample Characteristics/Data Collection 4,608 household heads in treatment and control groups.
Data collected prior to random assignment.
Sites All sites.
Response Rate/Attrition Notes N/A
Additional Execution Notes No notes reported.
 
Source Interview
Title Five-year Evaluation
Sample Characteristics/Data Collection In 2001-02, interviews will be attempted with the household head in each of the 4,252 families randomly assigned in MTO through December 31, 1997, as well as with former members of these households now residing elsewhere. In-person interview with a sample of children and youth ages 5-19 and with their mothers or primary caregivers.
Sites All sites.
Response Rate/Attrition Notes Data not yet collected.
Additional Execution Notes The household heads will be asked questions about their households, housing and neighborhood conditions, employment status and history, educational attainment, exposure to violence, and health. In addition, questions will be asked of the child and/or their primary caregiver that we expect to focus on various issues, including: children's health, use of services, and access to care; children's behavior problems and delinquency; social networks, peer deviance, and exposure to violence; future expectations and efficacy in school, community, and family; home environment, family routines, primary caregiver characteristics, and child care arrangements.
 

Findings Available

Interim Implementation Findings
Interim Impact Findings

Findings

09/01/99: Moving to Opportunity for Fair Housing Demonstration Program: Current Status and Initial Findings
RECENT NATIONAL FINDINGS:

The typical family entering the MTO program consisted of a minority woman and her three children:
1) Almost two-thirds were African American, almost one-third Hispanic; 2) Over 90 percent were single-parent families; 3) Three-quarters were primarily dependent on welfare benefits for income; 4) Roughly 20 percent were employed at baseline.
The families who joined the MTO are significantly different than the general public housing population in several ways. MTO household heads are slightly younger, more often female, and more likely to be Hispanic. MTO families also have slightly lower incomes, are less likely to be employed, and have higher rates of welfare usage than the general public housing population, suggesting that MTO has not taken only the most successful public housing families.

The main motivations for wanting to move were crime and fear:
1) Over three-quarters of the applicants said getting away from drugs and gangs was the most important reason for wanting to move, and they reported high rates of criminal victimization; 2) Nearly half of those interviewed mentioned getting a bigger or better apartment or having better schools for their children as a reason for moving, but these were clearly less important motivating factors.

Impact of MTO on Housing Moves
MTO treatment families who moved were significantly more likely to move to low-poverty neighborhoods than were families in the Section 8 group. Yet they also had lower lease-up rates, meaning that more MTO families remained in their (high-poverty) origin neighborhoods than those families receiving standard Section 8 vouchers.

As Table 7 from the 1999 HUD report below shows, the impacts of MTO (as opposed to standard Section 8 vouchers) on the destination neighborhoods of those participants who chose to move are dramatic. The vast majority (90.5%) of MTO treatment group families who moved went to neighborhoods with poverty rates of less than 10 percent, while none moved to tracts with poverty levels above 40%. In contrast, those families receiving standard Section 8 vouchers tended to move to moderate- (70.2%) or high- (10%) poverty neighborhoods.

The 1997 canvassing effort by HUD and Abt Associates garnered a 92% response rate, though the sample size was smaller than in the data on initial moves (See Report Table 10 below). The later effort showed that 72% of the MTO treatment group families who moved between 1994 and the end of 1996 were still in low poverty neighborhoods in 1997. Very few (2.6%) had moved to high-poverty areas, while about a quarter had moved to areas that were between 10 and 40 percent poor. Among Section 8 families, the percentage living in areas between 10 and 40 percent poor was virtually the same as in the data on initial moves. However, a slightly higher percentage of those living in low-poverty areas and a slightly lower percentage in high-poverty areas indicates some dynamism in this group over time.

Though the lease-up rates for MTO families were significantly higher than the 25% rate documented in the Gautreaux program, MTO families were still less likely to lease up than the Section 8 group.

Impacts of Counseling
1) Counseling services significantly improved a family's ability to lease-up under MTO; 2) Families' demographic and socioeconomic characteristics influenced both the likelihood that they would pursue counseling and the effect of counseling on lease-up rates. For example, on average having only one child made it easier for a mother to find and lease-up a unit, while a higher income decreased chances of leasing-up; 3) Though site and market conditions affected a family's chance of leasing up through MTO, the positive impacts of counseling on leasing-up remained significant even when these characteristics were taken into account; 4) A question for future studies involves whether the counseling costs are offset by reductions in the use of public funds for housing assistance and welfare payments among experimental group families.

Opposition to the Program
Though there was some community opposition in Baltimore suburban communities to lease-ups by MTO families, there have not been any other documented indications of concern by residents of the low-poverty MTO destination neighborhoods.

 
03/01/01: Moving to Opportunity for Fair Housing Demonstration Program: Balitmore Findings
Listing of reports and findings from Baltimore.
 
03/01/01: Moving to Opportunity for Fair Housing Demonstration Program: Boston Findings
Listing of reports and findings from Boston.
 
03/01/01: Moving to Opportunity for Fair Housing Demonstration Program: Chicago Findings
Listing of reports and findings from Chicago.
 
03/01/01: Moving to Opportunity for Fair Housing Demonstration Program: Los Angeles Findings
Listing of reports and findings from Los Angeles.
 
03/01/01: Moving to Opportunity for Fair Housing Demonstration Program: New York Findings
Listing of reports and findings from New York.
 
09/01/03: Moving to Opportunity for Fair Housing Demonstration: Interim Impacts Evaluation
Interim Impact Findings
  • MTO had substantial, positive effects on the mobility of families in the experimental and Section 8 groups and on the characteristics of the neighborhoods in which they lived.
  • By the time of the interim evaluation, these differentials in poverty rates had narrowed somewhat, in part because of subsequent moves by the experimental families and in part because of changes over time in neighborhood poverty rates, but they had by no means disappeared.
  • It is noteworthy that even those families who moved to low-poverty areas did not necessarily move to predominantly white or racially integrated areas.
  • Mobility patterns resulted in a number of significant improvements in the environment in which experimental group families lived and lesser improvements for Section 8 group families.
  • Changes in the neighborhood environment substantially increased the chances that adults in experimental group families would have college educated friends or friends earning $30,000 or more. There was no significant effect on these outcomes for adults in Section 8 families.
  • Families who moved with program vouchers markedly improved their neighborhood conditions, reporting large reductions in the presence of litter, trash, graffiti, abandoned buildings, people “hanging around,” and public drinking, relative to the control group.
  • MTO substantially improved the quality of housing occupied by the families who moved with program vouchers.
  • Estimation of MTO’s impacts on these outcomes and on measures of smoking, drinking, and general physical health revealed one significant impact on adults’ physical health: a large reduction in the incidence of obesity among both experimental and Section 8 families.
  • Improvements in mental health among adults in the experimental group families: a reduction in psychological distress, a reduction in depression (statistically significant on one measure of depression though not on the other), and an increase in feelings of calm and peacefulness.
  • There were no significant mental health improvements among those on Section 8.
  • Among children, the significant effects of MTO on health were confined to mental health measures— a moderately large reduction in psychological distress for girls in the experimental group; a substantial decrease in the incidence of depression among girls in the Section 8 group; and very large reductions in the incidence of generalized anxiety disorder among girls in both treatment groups.
  • Participation in MTO resulted in a large reduction in the proportion of girls age 15 to 19 in the Section 8 group who had ever been arrested for violent crimes.
  • There was a significant increase in self reported behavior problems among boys ages 12 to 19 in both treatments groups.
  • No evidence was found that MTO reduced public assistance receipt or increased average household income, income relative to poverty, or food security. No evidence was found that any of the subgroups examined experienced reductions in welfare benefits relative to controls. The few statistically significant impacts indicated increases in welfare receipt.
 

Recommendations

Existing Publications

09/01/99 Moving to Opportunity for Fair Housing Demonstration Program: Current Status and Initial Findings HUD
02/01/01 Moving to Opportunity for Fair Housing Demonstration Program: JCPR Newsletter focusing on MTO JCPR
03/01/01 Moving to Opportunity for Fair Housing Demonstration Program: Balitmore Findings Princeton U
03/01/01 Moving to Opportunity for Fair Housing Demonstration Program: Boston Findings Princeton U
03/01/01 Moving to Opportunity for Fair Housing Demonstration Program: Chicago Findings Princeton U
03/01/01 Moving to Opportunity for Fair Housing Demonstration Program: Los Angeles Findings Princeton U
03/01/01 Moving to Opportunity for Fair Housing Demonstration Program: New York Findings Princeton U
07/01/01 Moving to Opportunity for Fair Housing Demonstration Program: National Findings Princeton U
05/01/02 Moving to Opportunity for Fair Housing Demonstration Program: JCPR Briefing on Housing Mobility: Public Housing and Life Chances for Poor Families JCPR
08/01/02 Moving to Opportunity for Fair Housing Demonstration Project: Qualitative Research on 'Moving to Opportunity': Report on a Conference Princeton U
03/01/02 Moving to Opportunity for Fair Housing Demonstration Project: Locational Constraint, Housing Counseling, and Successful Lease-up in a Randomized Housing Voucher Experiment Princeton U
09/01/03 Moving to Opportunity for Fair Housing Demonstration: Interim Impacts Evaluation Abt
09/01/96 Moving to Opportunity for Fair Housing Demonstration Program: Program Manual Revised Abt
04/01/95 Moving to Opportunity for Fair Housing Demonstration Program: Implementation Assistance and Evaluation for the Moving to Opportunity Demonstration: Final Report Abt
10/01/97 Moving to Opportunity for Fair Housing Demonstration Program: Counseling in the Moving to Opportunity Demonstration Program Abt
08/24/04 Moving to Opportunity for Fair Housing Demonstration: Beyond Treatment Effects: Estimating the Relationship Between Neighborhood Poverty and Individual Outcomes in the MTO Experiment Princeton U
08/24/04 Moving to Opportunity for Fair Housing Demonstration Program: Neighborhoods and Academic Achievement: Results from the MTO Experiment RAND
08/24/04 Moving to Opportunity for Fair Housing Demonstration: Neighborhood Effects on Crime for Female and Male Youth: Evidence From a Randomized Housing Voucher Experiment Princeton U
05/24/04 Moving to Opportunity for Fair Housing Demonstration: Experimental Analysis of Neighborhood Effects on Youth Princeton U
05/01/04 Moving to Opportunity for Fair Housing Demonstration Program: Moving to Opportunity and Tranquility Princeton U
01/27/04 Moving to Opportunity for Fair Housing Demonstration: Residential Mobility Interventions as Treatments for the Sequelae of Neighborhood Violence Northwestern